Senior Executive, Dealing Equity

Job Description

  • Execute buy/sell orders on behalf of clients promptly and accurately.
  • Provide dealing services, client account management, and investment recommendations based on internal research.
  • Be prepared to travel or accept temporary assignments for marketing or client acquisition purposes.
  • Represent the company professionally during roadshows, seminars and promotional events.
  • Analyse trade volume and value to identify trends and client behaviour.
  • Benchmark performance against market standards and peer activity.
  • Conduct in-depth analysis of economic indicators, corporate developments, and technical market data to support informed investment and trading decisions.
  • Continuously monitor local and global equity markets to identify emerging trends, potential risks, and investment opportunities.
  • Coordinate with internal teams (e.g., marketing, logistics, support) to ensure seamless service delivery.
  • Share best practices and support other team members when needed.
  • Collaborate with compliance, operations, and risk departments to resolve trade issues.

Job Requirements

  • Possess a recognised Degree in Finance, Economics, Business Administration, Accounting or any related field.
  • Possess a valid Capital Markets and Services Representative’s License (CMSRL) Module 6 & 7.
  • Preferably with 1-3 relevant working experience in equity dealing, brokerage or investment advisory.
  • Exposure to marketing or business development activities is an added advantage.
  • Strong understanding of market structures, trading platforms and execution processes.
  • Proactive in identifying and resolving trade discrepancies or client concerns.
  • Proficient in interpreting market data, identifying trends, and providing well-informed investment recommendations.
  • Good communication and interpersonal skills.
  • High degree of integrity and maturity.
  • Applicants must be Malaysian Citizen.

Senior Executive, Dealing Equity

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