Manager, Policies & Procedures Management

Job Description

  • Analyze and streamline existing business processes to enhance efficiency and effectiveness.
  • Implement best practices and innovative methodologies to drive continuous improvement.
  • Collaborate with key stakeholders to develop and implement strategic initiatives aligned with organizational goals.
  • Provide leadership in developing and executing long-term plans for the Organization and Method department.
  • Identify potential risks in processes and procedures, and implement measures to mitigate them.
  • Ensure compliance with industry regulations and company policies.
  • Develop and maintain comprehensive documentation of processes and procedures.
  • Generate regular reports to monitor key performance indicators and ensure data accuracy.
  • Ensure the Company policies and procedures, business forms and application forms are in compliance with the rules and regulations.

Job Requirements

  • Bachelor’s degree in Business Administration, Finance, or a related field.
  • At least 2-5 years of working experience in a similar role within the stockbroking or financial services industry.
  • In-depth knowledge of stockbroking operations, industry regulations, and compliance requirements.
  • Strong analytical, problem-solving, and decision-making skills.
  • Excellent communication and interpersonal skills.
  • Proven leadership experience with the ability to motivate and manage a team effectively.

Manager, Policies & Procedures Management

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