Job Description

• Conduct thorough due diligence and Know Your Customer (KYC) processes for potential clients to minimize compliance risks.
• Adhere to all relevant guidelines from the Securities Commission (SC), Bursa Malaysia, Bank Negara Malaysia (BNM), and the Federation of Investment Managers Malaysia (FIMM) at all times.
• Continuously develop and maintain the necessary knowledge and skills to ensure all sales activities are performed professionally.
• Promptly report any suspicious activities or unlawful acts to your supervisor.
• Uphold professional judgment by avoiding any conflicts of interest, bias, or undue influence.  

Job Requirements

• Diploma or Degree in Finance, Investment, Economics, or related fields is preferred.
• Minimum of 2 years of working experience in the Wealth Management industry and/or sales related roles is preferred.
• Fresh graduates with strong interest in financial services are also encouraged to apply.
• Candidates holding Capital Markets Services Representative’s License (CMSRL) for Module 6 & 7 and/or FIMM’s Unit Trust Consultant (UTC) license will have an added advantage.
• Possession of professional qualifications such as Chartered Financial Analyst (CFA), Certified Financial Planner (CFP), or Investment Planning and Portfolio Construction (IPPC) is an added advantage.
• Strong analytical skills with the ability to assess financial market trends.
• Able to understand clients’ financial needs and develop suitable portfolio strategies.
• Demonstrated ability to position and promote Wealth Management products effectively in line with market conditions.
• We are hiring for this role across all our branch locations — KL, PJ, Penang, JB, and Melaka.